Business Analyst

Posted: 4 weeks ago

Job Description: **** Can also make Weehawken location work. Please source for both


Asset Management AML Officer
Job Description:
You will be working with the Financial Crime team, in the Compliance & Operational Risk function, based in Stamford, CT or Weehawken, NJ. The Financial Crime team helps *** in the fight against money-laundering, fraud, corruption and terrorist financing. We are looking for someone who can:
- serve as a deputy AML Officer for the Asset Management division of ***, supporting and coordinating the delivery of a comprehensive AML program
- provide expert guidance to senior executives and business managers concerning Financial Crime regulations
- coordinate AML functions across *** to deliver a comprehensive program to prevent financial crimes
You have:
- Asset Management relevant experience working with registered investment advisors, broker-dealers and/or mutual funds preferred
- a 4 year college degree or international equivalent
- 5+ years of prior AML compliance or related regulatory experience with a wealth management, broker dealer, retail and/or private bank, and/or correspondent bank or 10+ years of compliance related experience at a law firm, regulatory agency, financial institution, major consulting firm or in law enforcement
- proven recent experience in a senior anti-money laundering compliance role in the securities industry is preferred
- experience handling sensitive information with a high degree of discretion with a focus on the maintenance of client privacy
- Certified Anti-Money Laundering Specialist (ACAMS) / Certified Fraud Examiner (CFE) / Certified AML and Fraud Professional (CAFP) is a plus